Securities Enforcement Forum New York 2025

January 28, 2025 8:00 AM EST - January 28, 2025 6:00 PM EST

Securities Enforcement Forum New York is a unique, one-day conference that brings together current and former senior SEC officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. 13 years in the making, this will be the first-ever Securities Enforcement Forum held in New York (this event has been held annually in Washington, D.C., San Francisco and/or Chicago since 2012).

Securities Enforcement Forum New York will be held on Tuesday, January 28, 2025 at the extraordinary JW Marriott Essex House New York. It will also be available for attendees to view live online.

Securities Enforcement Forum New York will showcase two extraordinary Keynote Q&A discussions—with Acting SEC Enforcement Director Sanjay Wadhwa and Regional Director Antonia Apps from the SEC’s New York office.

The conference’s stellar faculty – including seven SEC enforcement officials from the New York office, six former SEC Enforcement Directors, and a total of nearly 50 other luminaries in the securities enforcement field — will discuss the most pressing and critical topics in securities enforcement, including cryptocurrency, whistleblowers, financial and accounting fraud, the impact of artificial intelligence (AI), advanced litigation and investigation strategies, managing SEC-related criminal matters, financial firms, insider trading, climate, cybersecurity, and much more.

Approximately 7 hours of CLE credit will be available to attendees in certain states (pending in Delaware and reciprocal states including New York).

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