Introduction and Welcome Remarks
Nov 4, 2021 7:25am ‐ Nov 4, 2021 7:30am
Identification: S01
Speaker(s):
- Bruce Carton, Editor, Securities Docket
SPACs, Climate and ESG, and Emerging Enforcement Priorities
Nov 4, 2021 7:30am ‐ Nov 4, 2021 8:15am
Identification: S02
Speaker(s):
- Doug Davison, Partner, Linklaters
- Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati
- Melissa Hodgman, Associate Director, SEC
- Jay Spinella, Senior Managing Director, FTI Consulting
The SEC’s Focus on Cybersecurity – Disclosure, Enforcement and Key Guidance for 2021
Nov 4, 2021 8:20am ‐ Nov 4, 2021 9:05am
Identification: S03
Speaker(s):
- Arsen Ablaev, Senior Counsel, SEC
- Michael Birnbaum, Partner, Morrison & Foerster
- Elizabeth Gray, Partner, Willkie Farr & Gallagher
- Gerald Hodgkins, Partner, Covington & Burling
- Lorin Reisner, Partner, Paul, Weiss, Rifkind, Wharton & Garrison
Financial Disclosure and Accounting Fraud
Nov 4, 2021 9:10am ‐ Nov 4, 2021 9:55am
Identification: S04
Speaker(s):
- Claudius Modesti, Partner, Akin Gump Strauss Hauer & Feld
- Bridget Moore, Partner, Baker Botts
- Steven Richards, Senior Managing Director, Ankura Consulting Group
- Carolyn Welshhans, Associate Director, SEC
Directors’ Panel
Nov 4, 2021 11:00am ‐ Nov 4, 2021 11:55am
Identification: S05
Speaker(s):
- Stephanie Avakian, Partner, WilmerHale
- Bradley Bondi, Partner, Cahill Gordon & Reindel
- George Canellos, Partner, Milbank LLP
- Andrew Ceresney, Partner, Debevoise & Plimpton
- Gurbir Grewal, Director, Division of Enforcement, U.S. Securities and Exchange Commission
- William McLucas, Partner, WilmerHale
- Steven Peikin, Partner, Sullivan & Cromwell
- Richard Walker, Partner, King & Spalding
Keynote Remarks — SEC Chair Gary Gensler
Nov 4, 2021 12:00pm ‐ Nov 4, 2021 12:30pm
Identification: S06
Speaker(s):
- Gary Gensler, Chair, SEC
Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation
Nov 4, 2021 12:35pm ‐ Nov 4, 2021 1:20pm
Identification: S07
Speaker(s):
- Stephen Cohen, Partner, Sidley Austin
- Kyle DeYoung, Partner, Kirkland & Ellis
- Jennifer Leete, Partner, Cravath, Swaine & Moore
- Jonathan Tuttle, Partner, Debevoise & Plimpton
FCPA Trends and Developments
Nov 4, 2021 1:25pm ‐ Nov 4, 2021 2:10pm
Identification: S08
Speaker(s):
- Charles Cain, Chief, SEC's Foreign Corrupt Practices Act Unit
- Tarek Helou, Partner, Wilson Sonsini Goodrich & Rosati
- Joan McKown, Partner, Jones Day
- William White, Partner, Allen & Overy
Managing Internal Investigations and Advanced Government Defense
Nov 4, 2021 2:15pm ‐ Nov 4, 2021 3:00pm
Identification: S09
Speaker(s):
- William Baker III, Partner, Latham & Watkins
- Anita Bandy, Partner, Skadden
- Dixie Johnson, Partner, King & Spalding
- Philip Khinda, Partner, Cadwalader
Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers and More
Nov 4, 2021 3:05pm ‐ Nov 4, 2021 3:50pm
Identification: S10
Speaker(s):
- Adam Aderton, Partner, Willkie Farr & Gallagher
- Sandra Hanna, Partner, Miller & Chevalier
- Terence Healy, Partner, Hughes Hubbard & Reed
- Jennifer Marietta-Westberg, Principal, Cornerstone Research