Breakfast and Check-In iconBreakfast and Check-In

Breakfast and Check-In

Nov 15, 2022 7:00am ‐ Nov 15, 2022 8:00am

Welcome Remarks iconWelcome Remarks

Welcome Remarks

Nov 15, 2022 8:00am ‐ Nov 15, 2022 8:05am

Speaker(s):

Whistleblower Update – The Impact on Corporations and SEC Enforcement iconWhistleblower Update – The Impact on Corporations and SEC Enforcement

Whistleblower Update – The Impact on Corporations and SEC Enforcement

Nov 15, 2022 8:10am ‐ Nov 15, 2022 8:55am

Speaker(s):

Masterclass: Managing a True Corporate Crisis/Major Internal Investigation iconMasterclass: Managing a True Corporate Crisis/Major Internal Investigation

Masterclass: Managing a True Corporate Crisis/Major Internal Investigation

Nov 15, 2022 9:05am ‐ Nov 15, 2022 9:50am

Speaker(s):

Digital Assets and Cryptocurrency: Regulation and Enforcement of Exchanges, Crypto Lending, DeFi, NFTs and Stablecoins iconDigital Assets and Cryptocurrency: Regulation and Enforcement of Exchanges, Crypto Lending, DeFi, NFTs and Stablecoins

Digital Assets and Cryptocurrency: Regulation and Enforcement of Exchanges, Crypto Lending, DeFi, NFTs and Stablecoins

Nov 15, 2022 10:00am ‐ Nov 15, 2022 10:45am

Speaker(s):

SPACs, ESG, Cybersecurity and More: The SEC’s Active Rulemaking Agenda and its Impact on Issuers and Regulated Entities iconSPACs, ESG, Cybersecurity and More: The SEC’s Active Rulemaking Agenda and its Impact on Issuers and Regulated Entities

SPACs, ESG, Cybersecurity and More: The SEC’s Active Rulemaking Agenda and its Impact on Issuers and Regulated Entities

Nov 15, 2022 10:55am ‐ Nov 15, 2022 11:40am

Speaker(s):

Masterclass: How to Keep the SEC From Suing Your Client iconMasterclass: How to Keep the SEC From Suing Your Client

Masterclass: How to Keep the SEC From Suing Your Client

Nov 15, 2022 11:50am ‐ Nov 15, 2022 12:35pm

Speaker(s):

Lunch and Keynote Remarks by SEC Enforcement Director Gurbir Grewal iconLunch and Keynote Remarks by SEC Enforcement Director Gurbir Grewal

Lunch and Keynote Remarks by SEC Enforcement Director Gurbir Grewal

Nov 15, 2022 12:55pm ‐ Nov 15, 2022 1:20pm

Speaker(s):

Financial Disclosure and Accounting Fraud iconFinancial Disclosure and Accounting Fraud

Financial Disclosure and Accounting Fraud

Nov 15, 2022 1:30pm ‐ Nov 15, 2022 2:15pm

Speaker(s):

Financial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds iconFinancial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds

Financial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds

Nov 15, 2022 2:25pm ‐ Nov 15, 2022 3:10pm

Speaker(s):