Welcome Remarks
May 23, 2023 8:00am ‐ May 23, 2023 8:05am
Identification: S02
Speaker(s):
- Bruce Carton, Editor, Securities Docket
Whistleblower Update – The Impact on Corporations and SEC Enforcement
May 23, 2023 8:05am ‐ May 23, 2023 8:50am
Identification: S03
Speaker(s):
- Shannon Eagan, Partner, Cooley LLP
- Thomas Heck, Partner, KPMG LLP
- Justin Lichterman, Director and Associate General Counsel, Investigations, Meta
- Britt Whitesell Biles, Partner, Womble Bond Dickinson
- Katharine Zoladz, Associate Regional Director, U.S. Securities and Exchange Commission
Silicon Valley Spotlight – Regulation, Enforcement and Prosecution Trends
May 23, 2023 9:00am ‐ May 23, 2023 9:45am
Identification: S04
Speaker(s):
- Jessica Chan, Senior Director, Government Investigations & Special Matters, Uber Technologies, Inc.
- Michael Dicke, Partner, Fenwick & West
- Brett Kumm, Senior Managing Director, FTI Consulting
- Jason H. Lee, Associate Regional Director, U.S. Securities and Exchange Commission
- Randy Luskey, Partner, Paul, Weiss
Masterclass: Managing a True Corporate Crisis/Major Internal Investigation
May 23, 2023 9:55am ‐ May 23, 2023 10:45am
Identification: S05
Speaker(s):
- Martine Beamon, Partner, Davis Polk
- Ansu Banerjee, Assistant Regional Director, U.S. Securities and Exchange Commission
- Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati
- Kathleen Marcus, Partner, Stradling
- Lindi Jarvis, Senior Managing Director, FTI Consulting
Digital Assets and Cryptocurrency: Regulation and Enforcement of Exchanges, Crypto Lending, DeFi, NFTs and Stablecoins
May 23, 2023 10:55am ‐ May 23, 2023 11:40am
Identification: S06
Speaker(s):
- Steven Buchholz, Assistant Regional Director, U.S. Securities and Exchange Commission
- Abe Chernin, Vice President, Cornerstone Research
- Teresa Goody Guillén, Partner, BakerHostetler
- Kenneth Herzinger, Partner, Paul Hastings
- Scott Walker, Chief Compliance Officer, Andreessen Horowitz
SPACs, ESG, Cybersecurity and More: The SEC’s Active Rulemaking Agenda and its Impact on Issuers and Regulated Entities
May 23, 2023 11:50am ‐ May 23, 2023 12:35pm
Identification: S07
Speaker(s):
- Dr. Hemma R. Lomax, VP, Associate General Counsel, Compliance, Zendesk
- Susan Resley, Partner, Morgan Lewis & Bockius
- Luke Tenery, Partner, StoneTurn
- David Zhou, Assistant Regional Director, U.S. Securities and Exchange Commission
Lunch and Keynote Q&A Discussion with SEC Enforcement Director Gurbir Grewal
May 23, 2023 12:35pm ‐ May 23, 2023 1:30pm
Identification: S08
Speaker(s):
- Gurbir Grewal, Director, Division of Enforcement, U.S. Securities and Exchange Commission
- Kristin Snyder, Partner, Debevoise & Plimpton
Directors' Panel
May 23, 2023 1:30pm ‐ May 23, 2023 2:20pm
Identification: S09
Speaker(s):
- Jina Choi, Partner, Morrison & Foerster
- Michele Wein Layne, Regional Director, U.S. Securities and Exchange Commission
- Randall Lee, Partner, Cooley LLP
- Craig Martin, Partner, Morrison & Foerster
- Monique Winkler, Regional Director, U.S. Securities and Exchange Commission
Financial Disclosure and Accounting Fraud
May 23, 2023 2:30pm ‐ May 23, 2023 3:15pm
Identification: S10
Speaker(s):
- Jennifer Calabrese, Attorney, C.P.A., U.S. Securities and Exchange Commission
- Lorraine Echavarria, Partner, WilmerHale
- Rebecca Lubens, Associate General Counsel, Ernst & Young
- Martin Wilczynski, Senior Managing Director, Ankura Consulting Group