Welcome Remarks
Sep 19, 2023 8:30am ‐ Sep 19, 2023 8:35am
Identification: S01
Speaker(s):
- Bruce Carton, Editor, Securities Docket
Insider Trading 360° – Enforcement Trends, Key Cases and Prosecutions (and Crypto!)
Sep 19, 2023 8:35am ‐ Sep 19, 2023 9:20am
Identification: S02
Speaker(s):
- Rachael Clarke, Senior Counsel, U.S. Securities and Exchange Commission
- Danette Edwards, Partner, Katten
- Rebecca Fike, Partner, Vinson & Elkins
- Kevin Madura, Director, AlixPartners
- Steven Malina, Partner, Greenberg Traurig
Managing SEC-Related Criminal Investigations and Prosecutions
Sep 19, 2023 9:35am ‐ Sep 19, 2023 10:20am
Identification: S03
Speaker(s):
- Kit Addleman, Partner, Haynes and Boone
- Gregory Kasper, Regional Trial Counsel, U.S. Securities and Exchange Commission
- Alec Koch, Partner, King & Spalding
- Steven Scholes, Partner, McDermott Will & Emery
- Jason Yonan, Chief, Securities and Commodities Fraud Section, U.S. Attorney’s Office for the Northern District of Illinois
Whistleblower Update – The Impact on Corporations and SEC Enforcement
Sep 19, 2023 10:35am ‐ Sep 19, 2023 11:20am
Identification: S04
Speaker(s):
- Russell Capone, Partner, Cooley LLP
- Jaime Marinaro, Senior Counsel, U.S. Securities and Exchange Commission
- David Peavler, Partner, Jones Day
- Douglas Paul, Partner, Akerman LLP
- Nicole Wells, Senior Managing Director, FTI Consulting
Digital Assets and Cryptocurrency – Regulation and Enforcement of Exchanges, Crypto Lending, NFTs and More
Sep 19, 2023 11:35am ‐ Sep 19, 2023 12:20pm
Identification: S05
Speaker(s):
- Abe Chernin, Vice President, Cornerstone Research
- Jacquelyn Kasulis, Partner, Kirkland & Ellis
- Katherine Kirkpatrick Bos, Chief Legal Officer, Cboe Digital
- Lara S. Mehraban, Partner, Sidley Austin
- Kristin Pauley, Assistant Director, Crypto Assets and Cyber Unit, U.S. Securities and Exchange Commission
Keynote Q&A Discussion with David Hirsch
Sep 19, 2023 12:45pm ‐ Sep 19, 2023 1:15pm
Identification: S06
Speaker(s):
- David Hirsch, Chief, Crypto Assets and Cyber Unit, Division of Enforcement, U.S. Securities and Exchange Commission
- A. Kristina Littman, Partner, Willkie Farr & Gallagher
Directors’ Panel
Sep 19, 2023 1:30pm ‐ Sep 19, 2023 2:30pm
Identification: S07
Speaker(s):
- Jason Burt, Regional Director (Denver), U.S. Securities and Exchange Commission
- Tracy Combs, Regional Director (Salt Lake), U.S. Securities and Exchange Commission
- Merri Jo Gillette, Retired Principal, The Jones Financial Companies
- Daniel Gregus, Regional Director (Chicago), U.S. Securities and Exchange Commission
- Nicholas Grippo, Regional Director (Philadelphia), U.S. Securities and Exchange Commission
- James Lundy, Partner, Foley & Lardner
- Eric Werner, Regional Director (Fort Worth), U.S. Securities and Exchange Commission
Financial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds
Sep 19, 2023 2:45pm ‐ Sep 19, 2023 3:30pm
Identification: S08
Speaker(s):
- Anne Blazek, Assistant Director, U.S. Securities and Exchange Commission
- Ann Gittleman, Managing Director, Kroll
- Kurt Gottschall, Partner, Haynes & Boone
- John Sikora, Partner, Latham & Watkins
- Chuck Smith, Partner, Skadden
Financial Disclosure and Accounting Fraud
Sep 19, 2023 3:45pm ‐ Sep 19, 2023 4:30pm
Identification: S09
Speaker(s):
- Rachel Copenhaver, Partner, VedderPrice
- Jennifer Lee, Partner, Jenner & Block
- Anne McKinley, Assistant Director, U.S. Securities and Exchange Commission
- Pravin Rao, Partner, Perkins Coie
- Steven Richards, Senior Managing Director, Ankura Consulting Group
Masterclass – Managing a True Corporate Crisis/Major Internal Investigation
Sep 19, 2023 4:45pm ‐ Sep 19, 2023 5:30pm
Identification: S10
Speaker(s):
- Joseph Gardemal, Managing Director, Alvarez & Marsal
- Jessica Pulliam, Partner, Baker Botts
- Andrew Shoenthal, Counsel to the Regional Director (Chicago), U.S. Securities and Exchange Commission
- Jerome Tomas, Partner, Baker McKenzie
- David Woodcock, Partner, Gibson, Dunn & Crutcher