Welcome Remarks and Introduction
Oct 25, 2023 8:00am ‐ Oct 25, 2023 8:05am
Identification: S01
Speaker(s):
- Bruce Carton, Editor, Securities Docket
Financial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds
Oct 25, 2023 8:10am ‐ Oct 25, 2023 8:55am
Identification: S02
Speaker(s):
- Adam Aderton, Partner, Willkie Farr & Gallagher
- Gregory Bruch, Partner, Bruch Law Group
- Kelly Gibson, Partner, Morgan, Lewis & Bockius
- Dabney O'Riordan, Partner, Quinn Emanuel Urquhart & Sullivan
- Corey Schuster, Assistant Director and Co-Chief, Asset Management Unit, SEC
Masterclass – Managing a True Corporate Crisis/Major Internal Investigation
Oct 25, 2023 9:05am ‐ Oct 25, 2023 9:50am
Identification: S03
Speaker(s):
- William Baker, Partner, Latham & Watkins
- Bradley Bondi, Partner, Cahill Gordon & Reindel
- Philip Khinda, Partner, Cadwalader
- Haimavathi Marlier, Partner, Morrison & Foerster
- William McLucas, Partner, WilmerHale
Keynote Q&A Discussion with SEC Enforcement Director Gurbir Grewal
Oct 25, 2023 10:00am ‐ Oct 25, 2023 10:30am
Identification: S04
Speaker(s):
- Anita Bandy, Partner, Skadden
- Gurbir Grewal, Director, Division of Enforcement, U.S. Securities and Exchange Commission
Whistleblower Update – The Impact on Corporations and SEC Enforcement
Oct 25, 2023 10:45am ‐ Oct 25, 2023 11:30am
Identification: S05
Speaker(s):
- John Carney, Partner, BakerHostetler
- N. Creola Kelly, Chief, Office of the Whistleblower, SEC
- David Peavler, Partner, Jones Day
- Nader Salehi, Partner, Kirkland & Ellis
- F. J. Warin, Partner, Gibson, Dunn & Crutcher
Digital Assets and Cryptocurrency – Regulation and Enforcement of Exchanges, Tokens, Crypto Lending, DeFi, NFTs and More
Oct 25, 2023 11:40am ‐ Oct 25, 2023 12:30pm
Identification: S06
Speaker(s):
- David Hirsch, Chief, Crypto Assets and Cyber Unit, Division of Enforcement, U.S. Securities and Exchange Commission
- A. Kristina Littman, Partner, Willkie Farr & Gallagher
- Dr. Nicole Moran, Principal, Cornerstone Research
- Steven Peikin, Partner, Sullivan & Cromwell
- Christian Schultz, Partner, Arnold & Porter
- Matthew Solomon, Partner, Cleary Gottlieb Steen & Hamilton
Lunch and Keynote Remarks by SEC Chairman Gary Gensler
Oct 25, 2023 12:30pm ‐ Oct 25, 2023 1:30pm
Identification: S07
Speaker(s):
- Gary Gensler, Chair, SEC
Financial Disclosure and Accounting Fraud
Oct 25, 2023 1:30pm ‐ Oct 25, 2023 2:15pm
Identification: S08
Speaker(s):
- D. Mark Cave, Associate Director, SEC
- Jason Flemmons, Senior Managing Director, Ankura Consulting Group
- Jennifer Leete, Partner, Cravath, Swaine & Moore
- Claudius Modesti, Partner, Akin Gump Strauss Hauer & Feld
- Jonathan Tuttle, Partner, Debevoise & Plimpton
The Impact of AI on Securities Enforcement, Regulation, Compliance and Practice
Oct 25, 2023 2:25pm ‐ Oct 25, 2023 3:10pm
Identification: S09
Speaker(s):
- Gregory Baker, Partner, Patterson Belknap Webb & Tyler
- Bridget Moore, Partner, Baker Botts
- James Walker, Partner, Perkins Coie
- Carolyn Welshhans, Associate Director, SEC
- Jeremiah Williams, Partner, Ropes & Gray
Insider Trading 360° – Enforcement Trends, Sweeps, Key Cases and Prosecutions
Oct 25, 2023 3:25pm ‐ Oct 25, 2023 4:10pm
Identification: S10
Speaker(s):
- George Canellos, Partner, Milbank LLP
- Stephen Crimmins, Partner, Davis Wright Tremaine
- Carmen Lawrence, Partner, King & Spalding
- Joseph Sansone, Chief, SEC's Market Abuse Unit
- William White, Partner, Allen & Overy