Welcome Remarks and Introduction

Oct 25, 2023 8:00am ‐ Oct 25, 2023 8:05am

Identification: S01

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Financial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds

Oct 25, 2023 8:10am ‐ Oct 25, 2023 8:55am

Identification: S02

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Masterclass – Managing a True Corporate Crisis/Major Internal Investigation

Oct 25, 2023 9:05am ‐ Oct 25, 2023 9:50am

Identification: S03

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Keynote Q&A Discussion with SEC Enforcement Director Gurbir Grewal

Oct 25, 2023 10:00am ‐ Oct 25, 2023 10:30am

Identification: S04

Speaker(s):


Whistleblower Update – The Impact on Corporations and SEC Enforcement

Oct 25, 2023 10:45am ‐ Oct 25, 2023 11:30am

Identification: S05

Speaker(s):


Digital Assets and Cryptocurrency – Regulation and Enforcement of Exchanges, Tokens, Crypto Lending, DeFi, NFTs and More

Oct 25, 2023 11:40am ‐ Oct 25, 2023 12:30pm

Identification: S06

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Lunch and Keynote Remarks by SEC Chairman Gary Gensler

Oct 25, 2023 12:45pm ‐ Oct 25, 2023 1:30pm

Identification: S07

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Financial Disclosure and Accounting Fraud

Oct 25, 2023 1:30pm ‐ Oct 25, 2023 2:15pm

Identification: S08

Speaker(s):


The Impact of AI on Securities Enforcement, Regulation, Compliance and Practice

Oct 25, 2023 2:25pm ‐ Oct 25, 2023 3:10pm

Identification: S09

Speaker(s):


Insider Trading 360° – Enforcement Trends, Sweeps, Key Cases and Prosecutions

Oct 25, 2023 3:25pm ‐ Oct 25, 2023 4:10pm

Identification: S10

Speaker(s):