Introduction and Welcome Remarks
May 12, 2020 7:15am ‐ May 12, 2020 7:25am
Moderator(s):
- Bruce Carton, Editor, Securities Docket
COVID-19 - Securities Enforcement and Shareholder Litigation Ramifications
May 12, 2020 7:30am ‐ May 12, 2020 8:15am
Moderator(s):
- Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati
Speaker(s):
- Thomas Heck, Partner, KPMG LLP
- Jason H. Lee, Associate Regional Director, U.S. Securities and Exchange Commission
- Susan Resley, Partner, Morgan Lewis & Bockius
Cryptocurrency Regulation, Enforcement and Litigation
May 12, 2020 8:20am ‐ May 12, 2020 9:05am
Moderator(s):
- Michael Dicke, Partner, Fenwick & West
Speaker(s):
- Steven Buchholz, Assistant Regional Director, U.S. Securities and Exchange Commission
- Dr. Nicole Moran, Principal, Cornerstone Research
- Kristin Smith, Executive Director, Blockchain Association
Financial Disclosure and Accounting Fraud
May 12, 2020 9:10am ‐ May 12, 2020 9:55am
Moderator(s):
- Howard Scheck, Partner, StoneTurn
Speaker(s):
- Jason Flemmons, Senior Managing Director, Ankura Consulting Group
- Matthew Jacques, Chief Accountant, SEC's Division of Enforcement
- Craig Martin, Partner, Morrison & Foerster
Silicon Valley Spotlight – Regulation, Enforcement and Prosecution Trends
May 12, 2020 10:00am ‐ May 12, 2020 10:45am
Moderator(s):
- Shannon Eagan, Partner, Cooley LLP
Speaker(s):
- Joshua Newville, Partner, Proskauer
- Boris Richard, Managing Director, FTI Consulting
- Monique Winkler, Regional Director, U.S. Securities and Exchange Commission
Big Data, A.I., and the Evolving Role of Technology in Conducting Internal Investigations and Prosecuting and Defending Securities Fraud Cases
May 12, 2020 10:50am ‐ May 12, 2020 11:35am
Moderator(s):
- Nicki Locker, Partner, Wilson Sonsini Goodrich & Rosati
Speaker(s):
- Tracy Davis, Assistant Regional Director, U.S. Securities and Exchange Commission
- Nicholas Lewis, Regulatory & Investigations Counsel, Google
- Brett Kumm, Senior Managing Director, FTI Consulting
Keynote Speech by Steven Peikin, Co-Director, SEC’s Division of Enforcement
May 12, 2020 11:40am ‐ May 12, 2020 12:10pm
Speaker(s):
- Steven Peikin, Partner, Sullivan & Cromwell
Directors’ Panel
May 12, 2020 12:15pm ‐ May 12, 2020 1:05pm
Moderator(s):
- Jordan Eth, Partner, Morrison & Foerster
Speaker(s):
- Jina Choi, Partner, Morrison & Foerster
- Michele Wein Layne, Regional Director, U.S. Securities and Exchange Commission
- Randall Lee, Partner, Cooley LLP
- Erin Schneider, Director, U.S. Securities and Exchange Commission
The SEC’s Focus on Cybersecurity – Disclosure, Enforcement and Key Guidance for 2020
May 12, 2020 1:10pm ‐ May 12, 2020 1:55pm
Moderator(s):
- Peter Altman, Partner, Akin
Speaker(s):
- John Berry, Partner, Munger, Tolles & Olson
- Brent Wilner, Senior Counsel, Cyber Unit
- Ken C. Joseph, Esq., Managing Director, Head of Disputes
Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation
May 12, 2020 2:00pm ‐ May 12, 2020 2:45pm
Moderator(s):
- Russell Ryan, Partner, King & Spalding
Speaker(s):
- Robert Cohen, Partner, Davis Polk
- Sean Prosser, Partner, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo
- Katharine Zoladz, Associate Regional Director, U.S. Securities and Exchange Commission