Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More
May 12, 2020 2:50pm ‐ May 12, 2020 3:35pm
Moderator(s):
- Lorraine Echavarria, Partner, WilmerHale
Speaker(s):
- Charles Lundelius, Managing Director, Berkeley Research Group
- Nicolas Morgan, Partner, Paul Hastings
- Kristin Snyder, Partner, Debevoise & Plimpton
Whistleblower Update – The Impact on Corporations and SEC Enforcement
May 12, 2020 4:40pm ‐ May 12, 2020 5:25pm
Moderator(s):
- Brad Mroski, Partner & Managing Director, AlixPartners
Speaker(s):
- Leslie Caldwell, Partner, Latham & Watkins
- Sean X. McKessy, Partner, Phillips & Cohen
- Alka Patel, Associate Regional Director, U.S. Securities and Exchange Commission