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Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More
Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More
May 12, 2020 2:50pm ‐ May 12, 2020 3:35pm
Moderator(s):
Lorraine Echavarria
,
Partner
,
WilmerHale
Speaker(s):
Charles Lundelius
,
Managing Director
,
Berkeley Research Group
Nicolas Morgan
,
Partner
,
Paul Hastings
Kristin Snyder
,
Partner
,
Debevoise & Plimpton
Whistleblower Update – The Impact on Corporations and SEC Enforcement
Whistleblower Update – The Impact on Corporations and SEC Enforcement
May 12, 2020 4:40pm ‐ May 12, 2020 5:25pm
Moderator(s):
Brad Mroski
,
Partner & Managing Director
,
AlixPartners
Speaker(s):
Leslie Caldwell
,
Partner
,
Latham & Watkins
Sean X. McKessy
,
Partner
,
Phillips & Cohen
Alka Patel
,
Associate Regional Director
,
U.S. Securities and Exchange Commission
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Evaluation