Securities Enforcement Forum 2020 - Virtual Event

Oct 28, 2020 ‐ Oct 28, 2020

Introduction and Welcome Remarks

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Introduction and Welcome Remarks

Oct 28, 2020 8:25am ‐ Oct 28, 2020 8:30am

Identification: S01

• Bruce Carton, Editor, Securities Docket

COVID-19: Securities Enforcement and Shareholder Litigation Ramifications

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COVID-19: Securities Enforcement and Shareholder Litigation Ramifications

Oct 28, 2020 8:30am ‐ Oct 28, 2020 9:15am

Identification: S14

• David Kornblau, Partner, Covington & Burling
• Luis Mejia, Partner, Perkins Coie
• Carolyn Welshhans, Associate Director, SEC
• Jennifer Marietta-Westberg, Principal, Cornerstone Research

Cybersecurity and Cryptocurrency Regulation, Enforcement and Litigation

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Cybersecurity and Cryptocurrency Regulation, Enforcement and Litigation

Oct 28, 2020 9:20am ‐ Oct 28, 2020 10:05am

Identification: S02

• Luke Cadigan, Partner, Cooley LLP
• Anthony Ferrante, Senior Managing Director, FTI Consulting
• Elizabeth Gray, Partner, Wilkie Farr & Gallagher
• Kristina Littman, Chief, SEC's Cyber Unit

Regulator Spotlight – Q&A with Richard Best

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Regulator Spotlight – Q&A with Richard Best

Oct 28, 2020 10:10am ‐ Oct 28, 2020 10:35am

Identification: S03

• Richard Best, Director, SEC's New York Regional Office
• George Canellos, Partner, Milbank LLP

Financial Disclosure and Accounting Fraud

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Financial Disclosure and Accounting Fraud

Oct 28, 2020 10:40am ‐ Oct 28, 2020 11:30am

Identification: S04

• William Baker, Partner, Latham & Watkins
• Melissa Hodgman, Associate Director, SEC
• Dixie Johnson, Partner, King & Spalding
• Claudius Modesti, Partner, Akin Gump Strauss Hauer & Feld
• Steven Richards, Senior Managing Director, Ankura Consulting Group

FCPA Trends and Developments

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FCPA Trends and Developments

Oct 28, 2020 11:35am ‐ Oct 28, 2020 12:20pm

Identification: S05

• Charles Cain, Chief, SEC's Foreign Corrupt Practices Act Unit
• Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati
• Kevin O'Connor, Vice President & Chief Legal Officer, Carrier
• Jonathan Tuttle, Partner, Debevoise & Plimpton

Tribute to Hon. Stanley J. Sporkin

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Tribute to Hon. Stanley J. Sporkin

Oct 28, 2020 12:25pm ‐ Oct 28, 2020 12:30pm

Identification: S06

• Bruce Carton, Editor, Securities Docket

Directors’ Panel

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Directors’ Panel

Oct 28, 2020 12:35pm ‐ Oct 28, 2020 1:35pm

Identification: S07

• Stephanie Avakian, Director, SEC's Division of Enforcement
• Bradley Bondi, Partner, Cahill Gordon & Reindel
• Andrew Ceresney, Partner, Debevoise & Plimpton
• William McLucas, Partner, WilmerHale
• Steven Peikin, Former Co-Director, SEC's Division of Enforcement
• Linda Chatman Thomsen, Counsel, Davis Polk & Wardwell
• Richard Walker, Partner, King & Spalding

Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation

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Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation

Oct 28, 2020 1:40pm ‐ Oct 28, 2020 2:25pm

Identification: S08

• Jonathan Barr, Partner, BakerHostetler
• Robert Cohen, Partner, Davis Polk & Wardwell
• Daniel Hawke, Partner, Arnold & Porter
• Joseph Sansone, Chief, SEC's Market Abuse Unit

Regulator Spotlight – Q&A with Matt Jacques

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Regulator Spotlight – Q&A with Matt Jacques

Oct 28, 2020 2:30pm ‐ Oct 28, 2020 2:55pm

Identification: S09

• Jason Flemmons, Senior Managing Director, Ankura Consulting Group
• Matthew Jacques, Chief Accountant, SEC's Division of Enforcement