Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation
Oct 28, 2020 12:40pm ‐ Oct 28, 2020 1:25pm
Identification: S08
Regulator Spotlight – Q&A with Matt Jacques
Oct 28, 2020 1:30pm ‐ Oct 28, 2020 1:55pm
Identification: S09
Managing Internal Investigations and Advanced Government Defense
Oct 28, 2020 2:00pm ‐ Oct 28, 2020 2:45pm
Identification: S10
Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More
Oct 28, 2020 2:50pm ‐ Oct 28, 2020 3:35pm
Identification: S11
Whistleblower Update – The Impact on Corporations and SEC Enforcement
Oct 28, 2020 3:40pm ‐ Oct 28, 2020 4:25pm
Identification: S12
Whistleblower Update – The Impact on Corporations and SEC Enforcement & Announcement of Enforcement 40 for 2020
Oct 28, 2020 3:40pm ‐ Oct 28, 2020 4:35pm
Identification: Parent 3
Announcement of Enforcement 40 for 2020
Oct 28, 2020 4:30pm ‐ Oct 28, 2020 4:35pm
Identification: S13