Securities Enforcement Forum 2020 - Virtual Event

Oct 28, 2020 ‐ Oct 28, 2020



Sessions

Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation

Oct 28, 2020 1:40pm ‐ Oct 28, 2020 2:25pm

Identification: S08

Speaker(s):

Regulator Spotlight – Q&A with Matt Jacques

Oct 28, 2020 2:30pm ‐ Oct 28, 2020 2:55pm

Identification: S09

Speaker(s):

Managing Internal Investigations and Advanced Government Defense

Oct 28, 2020 3:00pm ‐ Oct 28, 2020 3:45pm

Identification: S10

Speaker(s):

Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More

Oct 28, 2020 3:50pm ‐ Oct 28, 2020 4:35pm

Identification: S11

Speaker(s):

Whistleblower Update – The Impact on Corporations and SEC Enforcement & Announcement of Enforcement 40 for 2020

Oct 28, 2020 4:40pm ‐ Oct 28, 2020 5:35pm

Identification: Parent 3

Speaker(s):

Whistleblower Update – The Impact on Corporations and SEC Enforcement

Oct 28, 2020 4:40pm ‐ Oct 28, 2020 5:25pm

Identification: S12

Speaker(s):

Announcement of Enforcement 40 for 2020

Oct 28, 2020 5:30pm ‐ Oct 28, 2020 5:35pm

Identification: S13

Speaker(s):