Securities Enforcement Forum West 2021 - Virtual Event

May 12, 2021 ‐ May 12, 2021



Sessions

Introduction and Welcome Remarks

May 13, 2021 7:15am ‐ May 13, 2021 7:25am

Identification: S01

Speaker(s):

The SEC’s Focus on Cybersecurity – Disclosure, Enforcement and Key Guidance for 2021

May 13, 2021 7:30am ‐ May 13, 2021 8:15am

Identification: S02

Speaker(s):

Silicon Valley Spotlight – Regulation, Enforcement and Prosecution Trends

May 13, 2021 8:20am ‐ May 13, 2021 9:05am

Identification: S03

Speaker(s):

Cryptocurrency Regulation, Enforcement and Litigation

May 13, 2021 9:10am ‐ May 13, 2021 9:55am

Identification: S04

Speaker(s):

Managing Internal Investigations and Advanced Government Defense

May 13, 2021 10:00am ‐ May 13, 2021 10:45am

Identification: S05

Speaker(s):

Financial Disclosure and Accounting Fraud

May 13, 2021 10:50am ‐ May 13, 2021 11:35am

Identification: S06

Speaker(s):

Commissioners’ Corner: Q&A with Dan Gallagher and Joe Grundfest

May 13, 2021 11:40am ‐ May 13, 2021 12:10pm

Identification: S07

Speaker(s):

Directors’ Panel iconDirectors’ Panel

Preview Available

Directors’ Panel

May 13, 2021 12:15pm ‐ May 13, 2021 1:05pm

Identification: S08

Speaker(s):

Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More

May 13, 2021 1:10pm ‐ May 13, 2021 1:55pm

Identification: S09

Speaker(s):

Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation

May 13, 2021 2:00pm ‐ May 13, 2021 2:45pm

Identification: S10

Speaker(s):