Securities Enforcement Forum 2021 - Virtual Event

Nov 4, 2021 ‐ Nov 4, 2021



Sessions

Introduction and Welcome Remarks

Nov 4, 2021 8:25am ‐ Nov 4, 2021 8:30am

Identification: S01

Speaker(s):

SPACs, Climate and ESG, and Emerging Enforcement Priorities

Nov 4, 2021 8:30am ‐ Nov 4, 2021 9:15am

Identification: S02

Speaker(s):

The SEC’s Focus on Cybersecurity – Disclosure, Enforcement and Key Guidance for 2021

Nov 4, 2021 9:20am ‐ Nov 4, 2021 10:05am

Identification: S03

Speaker(s):

Financial Disclosure and Accounting Fraud

Nov 4, 2021 10:10am ‐ Nov 4, 2021 11:55am

Identification: S04

Speaker(s):

Directors’ Panel iconDirectors’ Panel

Preview Available

Directors’ Panel

Nov 4, 2021 12:00pm ‐ Nov 4, 2021 12:55pm

Identification: S05

Speaker(s):

Regulator Spotlight with SEC Chair Gary Gensler

Nov 4, 2021 1:00pm ‐ Nov 4, 2021 1:30pm

Identification: S06

Speaker(s):

Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation

Nov 4, 2021 1:35pm ‐ Nov 4, 2021 2:20pm

Identification: S07

Speaker(s):

FCPA Trends and Developments iconFCPA Trends and Developments

Preview Available

FCPA Trends and Developments

Nov 4, 2021 2:25pm ‐ Nov 4, 2021 3:10pm

Identification: S08

Speaker(s):

Managing Internal Investigations and Advanced Government Defense

Nov 4, 2021 3:15pm ‐ Nov 4, 2021 4:00pm

Identification: S09

Speaker(s):

Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers and More

Nov 4, 2021 4:05pm ‐ Nov 4, 2021 4:50pm

Identification: S10

Speaker(s):