Securities Enforcement Forum West 2022
May 12, 2022 ‐ May 12, 2022
Sessions
May 12, 2022 8:00am ‐ May 12, 2022 8:05am
Identification: IPO
May 12, 2022 8:00am ‐ May 12, 2022 8:01am
Identification: VO
May 12, 2022 8:15am ‐ May 12, 2022 8:25am
Identification: S01
Speaker(s):
May 12, 2022 8:30am ‐ May 12, 2022 9:15am
Identification: S02
Speaker(s):
May 12, 2022 9:25am ‐ May 12, 2022 10:05am
Identification: S03
Speaker(s):
May 12, 2022 10:15am ‐ May 12, 2022 10:55am
Identification: S04
Speaker(s):
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Hardy Callcott, Partner, Sidley Austin
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Kristin Flinn, Associate Director, Berkeley Research Group
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Sean Prosser, Partner, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo
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Katharine Zoladz, Associate Regional Director, U.S. Securities and Exchange Commission
May 12, 2022 11:05am ‐ May 12, 2022 11:50am
Identification: S05
Speaker(s):
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Peter Altman, Partner, Akin Gump Strauss Hauer & Feld
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Steven Buchholz, Assistant Regional Director, U.S. Securities and Exchange Commission
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Michael Dicke, Partner, Fenwick & West
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Robert Letson, Senior Manager, Cornerstone Research
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Matthew Solomon, Partner, Cleary Gottlieb Steen & Hamilton
May 12, 2022 12:00pm ‐ May 12, 2022 12:45pm
Identification: S06
Speaker(s):
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Jina Choi, Partner, Morrison & Foerster
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Jordan Eth, Partner, Morrison & Foerster
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Michele Wein Layne, Regional Director, U.S. Securities and Exchange Commission
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Randall Lee, Partner, Cooley LLP
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Monique Winkler, Acting Regional Director, U.S. Securities and Exchange Commission
May 12, 2022 1:10pm ‐ May 12, 2022 1:30pm
Identification: S07
Speaker(s):
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Gurbir Grewal, Director, Division of Enforcement, U.S. Securities and Exchange Commission
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Joseph A. Grundfest, William A. Franke Professor of Law and Business, Stanford Law School
May 12, 2022 1:40pm ‐ May 12, 2022 2:25pm
Identification: S08
Speaker(s):
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David Berman, Director of Compliance and Ethics, Lyft
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Jessica Chan, Senior Director, Government Investigations & Special Matters, Uber Technologies, Inc.
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Samantha Choe, Senior Counsel, Government Investigations and Special Matters, Uber
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Jason Habermeyer, Director, Compliance Regulatory Group, Charles Schwab
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Dr. Hemma Ramrattan Lomax, Senior Corporate Counsel, Integrity and Compliance, Snap
Introduction and Welcome Remarks
Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation
Whistleblower Update – The Impact on Corporations and SEC Enforcement
Cryptocurrency Regulation, Enforcement and Litigation
Directors’ Panel
Keynote Remarks by SEC Enforcement Director Gurbir Grewal
On the Inside: Views from SEC Lawyers Who’ve Gone In-House
