Financial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds iconFinancial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds

Financial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds

May 23, 2023 3:25pm ‐ May 23, 2023 4:10pm

Identification: S11

Masterclass: How to Keep the SEC From Suing Your Client iconMasterclass: How to Keep the SEC From Suing Your Client

Masterclass: How to Keep the SEC From Suing Your Client

May 23, 2023 4:20pm ‐ May 23, 2023 5:05pm

Identification: S12

Insider Trading 360° – Enforcement Trends, Key Cases and Prosecutions (and Crypto!) iconInsider Trading 360° – Enforcement Trends, Key Cases and Prosecutions (and Crypto!)

Insider Trading 360° – Enforcement Trends, Key Cases and Prosecutions (and Crypto!)

May 23, 2023 5:15pm ‐ May 23, 2023 6:00pm

Identification: S13

Cocktail Reception iconCocktail Reception

Cocktail Reception

May 23, 2023 6:00pm ‐ May 23, 2023 7:00pm

Identification: S14