Securities Enforcement Forum West is a unique, one-day conference that brings together hundreds of current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. This year’s conference will be a virtual event, taking place online on Thursday, May 13, 2021.
Securities Enforcement Forum West will showcase an extraordinary “Director’s Panel” featuring Erin E. Schneider and Michele Wein Layne (Directors of the SEC’s San Francisco and Los Angeles Regional Offices, respectively) as well as several other former SEC Regional Directors. It will also feature a "Commissioners’ Corner" session with former SEC commissioners Dan Gallagher and Prof. Joe Grundfest. The conference’s stellar faculty – including numerous senior SEC enforcement officials and over two dozen other luminaries in the securities enforcement field — will discuss the most important issues now facing attorneys and professionals who work in this area.
8+ hours of CLE credit are available to attendees (approved in numerous states; pending approval in California).