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Thursday
Introduction and Welcome Remarks
08:15am - 08:25am Pacific - May 13, 2021
Bruce Carton, Editor, Securities Docket

Thursday
The SEC’s Focus on Cybersecurity – Disclosure, Enforcement and Key Guidance for 2021
08:30am - 09:15am Pacific - May 13, 2021
John Reed Stark, President, John Reed Stark Consulting, LLC; Susan Resley, Partner, Morgan Lewis & Bockius; Brent Wilner, Senior Counsel, Cyber Unit, U.S. Securities and Exchange Commission; Jack Bennett, Managing Director, Kroll

Thursday
Silicon Valley Spotlight – Regulation, Enforcement and Prosecution Trends
09:20am - 10:05am Pacific - May 13, 2021
Monique Winkler, Associate Regional Director, U.S. Securities and Exchange Commission; Shannon Eagan, Partner, Cooley LLP; Eric Poer, Senior Managing Director, FTI Consulting; Gavin M. Masuda, Partner, Latham & Watkins

Thursday
Cryptocurrency Regulation, Enforcement and Litigation
10:10am - 10:55am Pacific - May 13, 2021
Michael Dicke, Partner, Fenwick & West; John Berry, Partner, Munger, Tolles & Olson; Steven Buchholz, Assistant Regional Director, U.S. Securities and Exchange Commission; Sean Prosser, Partner, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo

Thursday
Managing Internal Investigations and Advanced Government Defense
11:00am - 11:45am Pacific - May 13, 2021
Leslie Caldwell, Partner, Latham & Watkins; Edward Westerman, Senior Managing Director, FTI Consulting; Craig Martin, Partner, Morrison & Foerster; Alka Patel, Associate Regional Director, U.S. Securities and Exchange Commission

Thursday
Financial Disclosure and Accounting Fraud
11:50am - 12:35pm Pacific - May 13, 2021
Diana Tani, Assistant Regional Director, U.S. Securities and Exchange Commission; Robert Cohen, Partner, Davis Polk; Martin Wilczynski, Senior Managing Director, Ankura Consulting Group; Howard Scheck, Partner, StoneTurn

Thursday
Commissioners’ Corner: Q&A with Dan Gallagher and Joe Grundfest
12:40pm - 01:10pm Pacific - May 13, 2021
Daniel M. Gallagher, Chief Legal Officer, Robinhood; Joseph A. Grundfest, William A. Franke Professor of Law and Business, Stanford Law School; Bruce Carton, Editor, Securities Docket

Thursday
Directors’ Panel
01:15pm - 02:05pm Pacific - May 13, 2021
Erin Schneider, Director, U.S. Securities and Exchange Commission; Randall Lee, Partner, Cooley LLP; Michele Wein Layne, Director, U.S. Securities and Exchange Commission; Jina Choi, Partner, Morrison & Foerster; Jordan Eth, Partner, Morrison & Foerster

Thursday
Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More
02:10pm - 02:55pm Pacific - May 13, 2021
Jennifer Hull, Managing Director, Berkeley Research Group; Sam Waldon, Partner, Proskauer; Kristin Snyder, Associate Regional Director, U.S. Securities and Exchange Commission; Peter Altman, Partner, Akin Gump Strauss Hauer & Feld

Thursday
Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation
03:00pm - 03:45pm Pacific - May 13, 2021
Russell Ryan, Partner, King & Spalding; Thomas Zaccaro, Partner, Paul Hastings; Jennifer Lee, Assistant Regional Director, U.S. Securities and Exchange Commission; Erica Williams, Partner, Kirkland & Ellis

Thursday
COVID-19 One Year Later - Securities Enforcement and Shareholder Litigation Ramifications
03:50pm - 04:35pm Pacific - May 13, 2021
Jennifer Marietta-Westberg, Principal, Cornerstone Research; Jason H Lee, Assistant Regional Director, U.S. Securities and Exchange Commission; Ashley Baynham, Partner, Brown Rudnick; Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati

Thursday
Whistleblower Update – The Impact on Corporations and SEC Enforcement
04:40pm - 05:25pm Pacific - May 13, 2021
Cheryl Scarboro, Partner, Simpson Thacher; Erika Kelton, Partner, Phillips & Cohen; Katharine Zoladz, Associate Regional Director, U.S. Securities and Exchange Commission; John LaBella, Director, AlixPartners

Thursday
FCPA Trends and Developments
05:30pm - 06:15pm Pacific - May 13, 2021
Melinda Haag, Partner, Paul Weiss; Lorraine Echavarria, Partner, WilmerHale; Thomas Heck, Partner, KPMG LLP; Kevin O'Connor, Vice President & Chief Legal Officer, Carrier