Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More

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Securities Enforcement Forum 2020 - Virtual Event

S11 - Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More

Oct 28, 2020 3:50pm ‐ Oct 28, 2020 4:35pm

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Speaker(s):

Adam Aderton, Co-Chief, SEC's Asset Management Unit
Christopher Conniff, Partner, Ropes & Gray
Terence Healy, Partner, Hughes Hubbard & Reed
William White, Partner, Allen & Overy

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