Kathleen Marcus

As a former attorney with the SEC’s Division of Enforcement, Kathleen brings a deep understanding of the federal laws and government processes for clients facing regulatory and white collar investigations. Kathleen has significant experience before a host of agencies and regulators, including the SEC, DOJ, FINRA, FDA and the FCC, as well as number state agencies. Companies, funds, investment advisors, municipalities and executives rely on the trust she has built with regulators and her ability to interact with government agencies to negotiate a successful outcome. Using her streamlined, careful approach, she has defended clients against accusations of fraud, accounting and disclosure discrepancies, insider trading, breaches of the FCPA, and violations of the Federal Anti-Kickback statute. Kathleen also assists clients facing cyber security incidents and defends regulatory investigations involving blockchain, cryptocurrency and token offerings.