D. Mark_Cave

D. Mark Cave

Associate Director, SEC

Mark Cave is an Associate Director in the U.S. Securities and Exchange Commission’s Division of Enforcement. He joined the SEC in 2010 as a staff attorney and has served as an Assistant Director and as Senior Counsel to the Director of Enforcement. Mark has led and supervised numerous significant enforcement actions involving public company accounting and disclosure violations, market manipulation, hacking, FCPA violations, SPACs, ICOs, and insider trading. Prior to joining the SEC, Mark was in private practice in New York. He received his J.D. from New York University School of Law and a B.A. from Duke University.


Appearances