Securities Enforcement Forum D.C. is a unique, one-day conference that brings together current and former senior SEC officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. Held annually in Washington, D.C. since 2012, this year’s conference will be held on Thursday, October 30 at the historic Mayflower Hotel in Washington, D.C., and will also be available for attendees to view live online.

The conference’s stellar faculty – including over 40 other luminaries in the securities enforcement field — will discuss the most pressing and critical topics in securities enforcement, including cryptocurrency, financial and accounting fraud, the impact of artificial intelligence (AI), advanced litigation and investigation strategies, managing SEC-related criminal matters, financial firms, insider trading, cybersecurity, the macro and micro impact of changes in SEC leadership and policy, and much more.

The event will also feature a can't miss "In-House Counsel Keynote Discussion" with Dan Gallagher, Chief Legal Officer of Robinhood, and Kevin O'Connor, General Counsel of Lockheed Martin.

6.8 hours of CLE credit approved in Delaware and its reciprocal states (including New York).

A limited block of discounted rooms is available at the Mayflower Hotel, details are available here.

Past Events