S11 - Financial Firms in the SEC's Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds

Speaker(s):

• Peter Altman, Partner, Akin
• Hardy Callcott, Partner, Sidley Austin
• Beth Dallmeyer, Associate Director, Berkeley Research Group
• Jason P. Lee, Chief Legal and Compliance Officer, Lido Advisors
• Jeremy Pendrey, Assistant Regional Director, U.S. Securities and Exchange Commission